| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Templewater Hong Kong Limited | Rep | 就机构融资提供意见 | 2014-03-20 | 2015-04-14 |
| Rep | 证券交易 | 2014-03-20 | 2015-04-14 | |
| SHENG YUAN SECURITIES LIMITED | Rep | 就证券提供意见 | 2013-10-29 | 2014-02-10 |
| Rep | 证券交易 | 2013-10-29 | 2014-02-10 | |
| SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2013-03-19 | 2013-07-11 |
| Rep | 提供资产管理 | 2013-03-19 | 2013-07-11 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-07-02 | 2013-01-01 |
| Rep | 就证券提供意见 | 2010-07-02 | 2013-01-01 | |
| Rep | 证券交易 | 2010-07-02 | 2013-01-01 |