| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NAN FUNG TRINITY (HK) LIMITED | RO | 就证券提供意见 | 2021-10-27 | - |
| RO | 提供资产管理 | 2021-10-27 | - | |
| RO | 证券交易 | 2021-10-27 | - | |
| Oaktree Capital (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-10-25 | 2015-02-27 |
| Rep | 证券交易 | 2011-10-25 | 2015-02-27 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-01-25 | 2011-09-15 |
| Rep | 就证券提供意见 | 2010-01-25 | 2011-09-15 | |
| Rep | 证券交易 | 2010-01-25 | 2011-09-15 |