| CIF Asset Management Limited | RO | 提供资产管理 | 2020-07-03 | - |
| CIF Securities Futures Limited | RO | 期货合约交易 | 2018-08-28 | - |
| RO | 证券交易 | 2018-08-28 | - |
| CIF Global Markets (HK) Limited | Rep | 杠杆式外汇交易 | 2017-11-17 | 2020-03-30 |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | RO | 期货合约交易 | 2016-10-18 | 2019-09-17 |
| Rep | 期货合约交易 | 2016-09-20 | 2016-10-18 |
| CLC FUTURES LIMITED | RO | 就期货合约提供意见 | 2014-10-29 | 2016-09-19 |
| RO | 期货合约交易 | 2014-10-29 | 2016-09-19 |
| CLC SECURITIES LIMITED | RO | 就证券提供意见 | 2014-07-30 | 2016-09-19 |
| RO | 证券交易 | 2014-07-30 | 2016-09-19 |
| Rep | 就证券提供意见 | 2014-06-26 | 2014-07-30 |
| Rep | 证券交易 | 2014-06-03 | 2014-07-30 |
| CSC SECURITIES (HK) LIMITED | RO | 证券交易 | 2011-07-21 | 2013-10-31 |
| RO | 期货合约交易 | 2008-05-21 | 2013-10-31 |
| CSC FUTURES (HK) LIMITED | RO | 期货合约交易 | 2007-11-26 | 2013-10-31 |
| Rep | 期货合约交易 | 2006-05-15 | 2007-11-26 |
| CSC SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-05-15 | 2008-05-21 |
| Rep | 证券交易 | 2006-05-15 | 2011-07-21 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期货合约交易 | 2003-11-26 | 2006-04-30 |
| DELTA ASIA SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-10-07 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-12-30 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-12-30 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-12-30 |
| Rep | 证券交易 | 2003-04-01 | 2006-04-30 |