| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 就证券提供意见 | 2015-12-11 | - |
| Rep | 证券交易 | 2012-03-30 | - | |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2009-05-05 | 2012-03-09 |
| METRO CAPITAL SECURITIES LIMITED | Rep | 证券交易 | 2006-08-21 | 2009-05-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2006-06-21 | 2006-07-10 |
| SANFULL SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-29 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-12-29 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-29 | |
| Rep | 证券交易 | 2003-04-01 | 2006-06-14 |