| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2016-08-29 | - |
| Rep | 就证券提供意见 | 2014-10-13 | - | |
| Rep | 证券交易 | 2014-10-13 | - | |
| PREFERRED LEGACY CAPITAL LIMITED | Rep | 就证券提供意见 | 2012-08-02 | 2014-09-30 |
| Rep | 证券交易 | 2012-08-02 | 2014-09-30 | |
| CSC SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2009-08-14 | 2012-07-06 |
| Rep | 证券交易 | 2008-05-27 | 2012-07-06 | |
| RO | 证券交易 | 2007-10-09 | 2008-05-27 | |
| Rep | 证券交易 | 2007-04-02 | 2007-10-09 |