| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Zhonghui International Securities Limited | RO | 就证券提供意见 | 2026-05-12 | - |
| RO | 提供资产管理 | 2026-05-12 | - | |
| RO | 证券交易 | 2026-05-12 | - | |
| SinoPro Securities Limited | RO | 就证券提供意见 | 2024-01-23 | 2025-12-30 |
| RO | 提供资产管理 | 2024-01-23 | 2025-12-30 | |
| RO | 证券交易 | 2024-01-23 | 2025-12-30 | |
| Redstone Asset Management Limited | RO | 就证券提供意见 | 2022-01-13 | 2024-01-14 |
| RO | 提供资产管理 | 2022-01-13 | 2024-01-14 | |
| Wealthy Securities Limited | RO | 就证券提供意见 | 2019-06-27 | 2020-09-30 |
| RO | 提供资产管理 | 2019-06-27 | 2020-09-30 | |
| RO | 证券交易 | 2019-06-27 | 2020-09-30 | |
| YOUFI (ASIA) SECURITIES LIMITED | RO | 证券交易 | 2017-04-24 | 2019-06-19 |
| KILMOREY SECURITIES LIMITED | RO | 证券交易 | 2016-08-16 | 2016-08-26 |
| Rep | 证券交易 | 2016-06-08 | 2016-08-16 | |
| M SECURITIES LIMITED (HK) | Rep | 证券交易 | 2015-09-02 | 2015-12-21 |
| CTW SECURITIES LIMITED | Rep | 证券交易 | 2008-01-14 | 2015-07-15 |
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