Personnel Hong Kong SFC License Details (ID 77782)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SINO FINANCIAL ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2025-09-05	-
	RO	提供资产管理	2025-09-05	-
NFH Securities and Futures Limited	RO	期货合约交易	2016-11-21	2024-06-20
	RO	证券交易	2016-11-21	2024-06-20
	RO	就期货合约提供意见	2016-11-21	2025-03-31
PRIME HARVEST CAPITAL LIMITED	RO	就证券提供意见	2016-11-21	2025-03-31
	RO	提供资产管理	2016-11-21	2025-03-31
TFI Securities and Futures Limited	RO	期货合约交易	2016-03-09	2016-10-03
	RO	证券交易	2016-03-09	2016-10-03
AVALOK CAPITAL LIMITED	RO	就证券提供意见	2015-07-20	2016-02-29
	Rep	提供资产管理	2015-07-20	2016-02-29
	RO	证券交易	2015-07-20	2016-02-29
JS SECURITIES LIMITED (HK)	RO	就证券提供意见	2014-07-30	2015-01-19
	RO	证券交易	2013-06-28	2015-01-19
	Rep	证券交易	2013-05-10	2013-06-28
TFI Asset Management Limited	RO	就证券提供意见	2013-01-28	2013-03-20
Rifa Futures Limited	RO	期货合约交易	2011-04-28	2013-03-20
Rifa Securities Limited	RO	证券交易	2011-04-28	2013-03-20
Rifa Futures Limited	Rep	期货合约交易	2011-04-15	2011-04-28
Rifa Securities Limited	Rep	证券交易	2011-04-15	2011-04-28
Well Link Securities Limited	RO	期货合约交易	2009-09-15	2011-04-01
	Rep	证券交易	2009-05-21	2011-04-01
Rifa Futures Limited	RO	期货合约交易	2008-12-01	2009-05-20
Rifa Securities Limited	RO	证券交易	2008-08-26	2009-05-20
	Rep	证券交易	2008-04-01	2008-08-26
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2007-12-07	2008-03-01
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2007-12-07	2008-03-01
ROCTEC FUTURES TRADING COMPANY LIMITED	Rep	期货合约交易	2007-06-12	2007-11-29
ROCTEC SECURITIES COMPANY LIMITED	Rep	证券交易	2007-06-12	2007-11-29
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2005-04-22	2007-05-31
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2005-04-22	2007-05-31
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2004-12-15	2005-01-26

人员