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Personnel - 公开纪律行动 | 香港证监会持牌人士(编号 77793)
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公开纪律行动
SFC reprimands Ms So Wai Yue
SFC, 09-Aug-2001
The client was a Mr Wang Fang, who was prosecuted on 5-Dec-2000.
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SFC prosecutes Mr Wang Fang for Market Manipulation
SFC, 05-Dec-2000
His broker was Sun Hung Kai Investment Services Ltd, represented by Ms So Wai Yue, who was reprimanded by the SFC on 7-Nov-2001.
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