Personnel Hong Kong SFC License Details (ID 77809)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Pulun International Capital Limited	RO	证券交易	2020-03-19	2021-03-03
	RO	就机构融资提供意见	2020-03-19	2024-04-01
RHB CAPITAL HONG KONG LIMITED	RO	就机构融资提供意见	2017-12-12	2019-02-15
	RO	证券交易	2017-12-12	2019-02-15
RHB SECURITIES HONG KONG LIMITED	RO	就证券提供意见	2017-12-12	2019-02-15
	RO	证券交易	2017-12-12	2019-02-15
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	就机构融资提供意见	2017-03-15	2017-10-11
	Rep	就证券提供意见	2017-03-15	2017-10-11
	Rep	证券交易	2017-03-15	2017-10-11
NFH Securities and Futures Limited	RO	证券交易	2016-08-25	2017-03-15
NFH Corporate Finance Limited	RO	就机构融资提供意见	2015-11-17	2017-03-15
Anbang Capital (Hong Kong) Co. Limited	RO	就机构融资提供意见	2014-06-05	2015-03-30
	RO	就证券提供意见	2014-06-05	2015-03-30
	RO	证券交易	2014-06-05	2015-03-30
	Rep	就机构融资提供意见	2014-05-20	2014-06-05
	Rep	就证券提供意见	2014-05-20	2014-06-05
	Rep	证券交易	2014-05-20	2014-06-05
CHIEF FINANCIAL CAPITAL LIMITED	RO	就机构融资提供意见	2013-03-14	2014-05-01
CHIEF SECURITIES LIMITED	Rep	就证券提供意见	2012-10-12	2014-05-01
	Rep	证券交易	2012-10-12	2014-05-01
Daiwa Capital Markets Hong Kong Limited	RO	就机构融资提供意见	2010-03-11	2011-11-08
	Rep	就机构融资提供意见	2009-07-09	2010-03-11
	Rep	证券交易	2009-07-09	2011-11-08
MACQUARIE CAPITAL LIMITED	Rep	就机构融资提供意见	2007-07-25	2009-02-28
	Rep	证券交易	2007-07-25	2009-02-28
Macquarie Corporate (Hong Kong) Limited	Rep	就机构融资提供意见	2007-07-25	2009-02-28
Merrill Lynch Far East Limited	Rep	就证券提供意见	2005-04-22	2007-03-29
	Rep	证券交易	2005-04-22	2007-03-29
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2004-03-24	2007-03-29
	Rep	就证券提供意见	2004-03-24	2007-03-29
	Rep	证券交易	2004-03-24	2007-03-29
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2004-03-24	2007-03-29

人员