| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | 就机构融资提供意见 | 2011-06-20 | 2025-05-02 |
| RO | 就证券提供意见 | 2011-06-20 | 2025-05-02 | |
| RO | 期货合约交易 | 2011-06-20 | 2025-05-02 | |
| RO | 证券交易 | 2011-06-20 | 2025-05-02 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | 期货合约交易 | 2011-06-20 | 2016-03-31 |
| RO | 证券交易 | 2011-06-20 | 2016-03-31 | |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | RO | 就证券提供意见 | 2011-06-20 | 2012-06-04 |