| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI China Capital Hong Kong Securities Limited | RO | 就机构融资提供意见 | 2026-09-02 | - |
| SBI China Capital Financial Services Limited | Rep | 证券交易 | 2026-07-17 | - |
| SBI China Capital Hong Kong Securities Limited | Rep | 就机构融资提供意见 | 2026-07-17 | 2026-09-02 |
| GUOYUAN CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2026-02-12 | 2026-05-22 |
| Rep | 就机构融资提供意见 | 2026-01-20 | 2026-02-12 | |
| Rep | 证券交易 | 2026-01-20 | 2026-05-22 | |
| MESSIS CAPITAL LIMITED | RO | 就机构融资提供意见 | 2022-05-05 | 2025-09-30 |
| Rep | 就机构融资提供意见 | 2022-03-04 | 2022-05-05 | |
| Rep | 证券交易 | 2022-03-04 | 2025-09-30 | |
| CELESTIAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2020-06-16 | 2021-08-31 |
| Rep | 就机构融资提供意见 | 2020-06-10 | 2020-06-16 | |
| Rep | 证券交易 | 2020-06-10 | 2021-08-31 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2014-12-12 | 2020-01-18 |
| Rep | 证券交易 | 2014-12-12 | 2020-01-18 | |
| FULBRIGHT CAPITAL LIMITED | RO | 就机构融资提供意见 | 2014-07-15 | 2014-11-08 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2014-07-15 | 2014-11-08 |
| Daiwa Capital Markets Hong Kong Limited | RO | 就机构融资提供意见 | 2006-12-01 | 2014-04-16 |
| Rep | 就机构融资提供意见 | 2006-09-28 | 2006-12-01 | |
| Rep | 证券交易 | 2006-09-28 | 2014-04-16 | |
| Everbright Securities Global (HK) Limited | RO | 证券交易 | 2005-04-27 | 2006-09-26 |
| RO | 就机构融资提供意见 | 2004-12-09 | 2006-09-26 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-27 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-27 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-12-09 |
已采集记录中暂无金管局登记。