| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2019-11-07 | 2020-02-06 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2010-10-13 | 2013-08-08 |
| CLSA LIMITED | Rep | 证券交易 | 2008-08-05 | 2010-06-04 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-08 |
| Rep | 提供资产管理 | - | 2004-01-08 | |
| Rep | 就证券提供意见 | - | 2008-06-05 | |
| Rep | 证券交易 | - | 2008-06-05 |