| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2011-01-03 | 2013-06-15 |
| Rep | 证券交易 | 2011-01-03 | 2013-06-15 | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2009-12-01 | 2010-11-26 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2008-06-10 | 2009-11-13 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2005-11-01 | 2008-04-29 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2003-11-10 |
| Rep | 提供资产管理 | - | 2003-11-10 | |
| Rep | 就证券提供意见 | - | 2005-06-03 | |
| Rep | 证券交易 | - | 2005-06-03 |