| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2010-03-17 | 2014-10-01 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-03-17 | 2012-01-30 |
| MF Securities Hong Kong Limited | Rep | 就证券提供意见 | 2008-06-23 | 2008-09-30 |
| Citigroup Global Markets Asia Limited | Rep | 提供资产管理 | - | 2005-01-28 |
| Rep | 就机构融资提供意见 | - | 2005-03-21 | |
| Rep | 提供自动化交易服务 | - | 2005-03-21 | |
| Rep | 证券交易 | - | 2005-03-21 | |
| Rep | 就证券提供意见 | - | 2008-05-09 |