| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2007-10-25 | - |
| Rep | 证券交易 | 2007-08-20 | - | |
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-08-20 | 2007-11-01 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2005-05-26 | 2007-08-14 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2005-04-18 | 2007-08-14 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-21 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-27 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-27 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-27 | |
| Rep | 证券交易 | 2003-04-01 | 2005-04-18 |
已采集记录中暂无金管局登记。