| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nucopia Capital Limited | RO | 就证券提供意见 | 2025-11-11 | - |
| RO | 提供资产管理 | 2025-11-11 | - | |
| Substance Capital (HK) Limited | Rep | 证券交易 | 2018-01-09 | 2018-04-12 |
| RO | 就证券提供意见 | 2017-08-08 | 2018-04-12 | |
| RO | 提供资产管理 | 2017-08-08 | 2018-04-12 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2014-09-29 | 2015-11-07 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2010-09-21 | 2014-06-25 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-09-21 | 2012-01-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-04-13 | 2005-04-19 |