| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2018-06-22 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2013-09-12 | 2018-06-01 |
| Rep | 证券交易 | 2013-09-12 | 2018-06-01 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2011-05-30 | 2012-08-22 |
| Rep | 证券交易 | 2011-05-30 | 2012-08-22 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-05-26 | 2011-03-11 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2006-05-26 | 2011-03-11 |