| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2022-08-23 | 2026-05-11 |
| Rep | 期货合约交易 | 2022-08-23 | 2026-05-11 | |
| Rep | 证券交易 | 2022-08-23 | 2026-05-11 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2014-07-24 | 2022-01-26 |
| Rep | 证券交易 | 2014-07-24 | 2022-01-26 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2010-01-21 | 2012-08-29 |
| BEAR STEARNS ASIA LIMITED | Rep | 期货合约交易 | 2006-08-15 | 2008-09-01 |
| Rep | 证券交易 | 2006-08-15 | 2008-09-01 |