| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-01-25 | 2018-09-03 |
| Rep | 期货合约交易 | 2016-01-25 | 2018-09-03 | |
| Rep | 证券交易 | 2016-01-25 | 2018-09-03 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期货合约交易 | 2012-09-06 | 2016-01-01 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2010-11-20 | 2016-01-01 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 证券交易 | 2010-11-02 | 2016-01-01 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2005-05-05 | 2010-11-20 |