| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Keming Capital (HK) Limited | Rep | 就证券提供意见 | 2021-06-09 | - |
| Rep | 提供资产管理 | 2021-06-09 | - | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2010-04-29 | 2011-09-02 |
| Rep | 证券交易 | 2010-04-29 | 2011-09-02 | |
| Success Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-07-21 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-07-21 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-07-21 | |
| Rep | 证券交易 | 2003-04-01 | 2007-04-27 |