| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | RO | 就期货合约提供意见 | 2016-01-15 | - |
| RO | 就证券提供意见 | 2016-01-15 | - | |
| RO | 期货合约交易 | 2016-01-15 | - | |
| RO | 证券交易 | 2016-01-15 | - | |
| Rep | 就期货合约提供意见 | 2015-11-23 | 2016-01-15 | |
| Rep | 就证券提供意见 | 2015-11-23 | 2016-01-15 | |
| Rep | 期货合约交易 | 2015-11-23 | 2016-01-15 | |
| Rep | 证券交易 | 2015-11-23 | 2016-01-15 | |
| Daiwa Capital Markets Hong Kong Limited | RO | 期货合约交易 | 2014-12-16 | 2015-08-15 |
| RO | 证券交易 | 2014-12-16 | 2015-08-15 | |
| Rep | 期货合约交易 | 2011-07-04 | 2014-12-16 | |
| Rep | 证券交易 | 2011-07-04 | 2014-12-16 |