| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2010-07-02 | 2012-02-07 |
| Rep | 证券交易 | 2010-07-02 | 2012-02-07 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2007-04-26 | 2008-12-11 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2007-04-26 | 2008-12-11 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2003-10-15 |
| Rep | 就证券提供意见 | - | 2003-10-15 | |
| Rep | 提供资产管理 | - | 2003-10-15 | |
| Rep | 证券交易 | - | 2003-10-15 |