| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | 证券交易 | 2020-07-10 | 2026-02-23 |
| Rep | 证券交易 | 2019-12-06 | 2020-07-10 | |
| Rep | 期货合约交易 | 2013-08-22 | 2015-04-11 | |
| Rep | 证券交易 | 2013-08-22 | 2015-04-11 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期货合约交易 | 2011-05-24 | 2012-01-07 |
| Rep | 证券交易 | 2011-05-24 | 2012-01-07 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2010-04-28 | 2012-01-07 |
| Rep | 证券交易 | 2010-04-28 | 2012-01-07 |