| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期货合约交易 | 2011-05-24 | 2012-06-21 |
| Rep | 证券交易 | 2011-05-24 | 2012-06-21 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2010-08-30 | 2012-06-21 |
| Rep | 证券交易 | 2010-08-30 | 2012-06-21 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-04-11 | 2010-05-28 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2006-04-11 | 2010-05-28 |