| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2010-09-01 | 2012-02-16 |
| Rep | 证券交易 | 2010-09-01 | 2012-02-16 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2008-07-29 | 2010-01-01 |
| Rep | 证券交易 | 2008-07-29 | 2010-01-01 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2003-06-25 |
| Rep | 就证券提供意见 | - | 2003-06-25 | |
| Rep | 提供资产管理 | - | 2003-06-25 |