Lam, Gary Ching Lok 林清樂
证监会中央编号:AOH038
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就机构融资提供意见 | 2026-08-27 | - |
| RO | 就证券提供意见 | 2026-08-27 | - | |
| RO | 证券交易 | 2026-08-27 | - | |
| Rep | 就机构融资提供意见 | 2026-05-20 | 2026-08-27 | |
| Rep | 就证券提供意见 | 2026-05-20 | 2026-08-27 | |
| Rep | 证券交易 | 2026-05-20 | 2026-08-27 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就机构融资提供意见 | 2025-03-13 | 2026-05-19 |
| Rep | 就机构融资提供意见 | 2024-12-18 | 2025-03-13 | |
| Rep | 证券交易 | 2024-12-18 | 2026-05-19 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-12-30 | 2023-09-30 |
| Rep | 证券交易 | 2021-12-30 | 2023-09-30 | |
| RO | 就证券提供意见 | 2021-05-27 | 2021-12-30 | |
| RO | 证券交易 | 2021-05-27 | 2021-12-30 | |
| RO | 就机构融资提供意见 | 2021-05-27 | 2023-09-30 | |
| Rep | 就机构融资提供意见 | 2021-02-23 | 2021-05-27 | |
| Rep | 就证券提供意见 | 2021-02-23 | 2021-05-27 | |
| Rep | 证券交易 | 2021-02-23 | 2021-05-27 | |
| MIZUHO SECURITIES ASIA LIMITED | RO | 就机构融资提供意见 | 2019-04-25 | 2020-11-25 |
| Rep | 就证券提供意见 | 2019-03-20 | 2020-11-25 | |
| Rep | 就机构融资提供意见 | 2019-03-12 | 2019-04-25 | |
| Rep | 证券交易 | 2019-03-12 | 2020-11-25 | |
| CMB International Capital Limited | RO | 就机构融资提供意见 | 2016-11-24 | 2019-02-15 |
| Rep | 就机构融资提供意见 | 2016-07-21 | 2016-11-24 | |
| Rep | 证券交易 | 2016-07-21 | 2019-02-15 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就机构融资提供意见 | 2014-12-22 | 2016-04-13 |
| Rep | 就证券提供意见 | 2014-11-17 | 2016-04-13 | |
| Rep | 就机构融资提供意见 | 2014-10-20 | 2014-12-22 | |
| Rep | 证券交易 | 2014-10-20 | 2016-04-13 | |
| Daiwa Capital Markets Hong Kong Limited | RO | 就机构融资提供意见 | 2014-05-02 | 2014-08-12 |
| Rep | 就机构融资提供意见 | 2010-07-29 | 2014-05-02 | |
| Rep | 证券交易 | 2010-07-29 | 2014-08-12 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2007-06-22 | 2010-07-17 |
已采集记录中暂无金管局登记。