| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2024-12-27 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2015-10-07 | - |
| Rep | 证券交易 | 2015-10-07 | - | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-10-07 | 2016-10-10 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2015-06-11 | 2015-09-18 |
| Rep | 就证券提供意见 | 2015-06-11 | 2015-09-18 | |
| Rep | 提供资产管理 | 2015-06-11 | 2015-09-18 | |
| Rep | 期货合约交易 | 2015-06-11 | 2015-09-18 | |
| Rep | 证券交易 | 2015-03-19 | 2015-09-18 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2011-05-24 | 2014-11-01 |
| Rep | 证券交易 | 2011-05-24 | 2014-11-01 |
已采集记录中暂无金管局登记。