| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AUGUSTINE ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2019-01-11 | 2020-12-31 |
| Rep | 提供资产管理 | 2019-01-11 | 2020-12-31 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2010-08-16 | 2011-09-10 |
| MUSHK Limited | Rep | 证券交易 | 2010-02-22 | 2010-08-05 |
| ASPEN HILL PARTNERS (HONG KONG) LIMITED | Rep | 提供资产管理 | 2008-09-12 | 2010-01-31 |
| Rep | 就证券提供意见 | 2008-08-21 | 2010-01-31 | |
| CLSA FUTURES LIMITED | Rep | 就期货合约提供意见 | 2006-09-07 | 2008-05-10 |
| Rep | 期货合约交易 | 2006-09-07 | 2008-05-10 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2006-01-23 | 2008-05-10 |
| Rep | 证券交易 | 2006-01-23 | 2008-05-10 |