| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | Rep | 证券交易 | 2016-07-05 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2014-07-21 | 2016-06-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-07-21 | 2016-06-28 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2009-10-23 | 2013-03-05 |
| Rep | 证券交易 | 2009-10-23 | 2013-03-05 |