| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2013-07-17 | 2020-11-26 |
| Rep | 就证券提供意见 | 2011-12-20 | 2013-01-25 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2009-08-24 | 2011-09-22 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-04-12 | 2011-09-22 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-03 |
| Rep | 提供资产管理 | - | 2004-02-03 | |
| Rep | 就证券提供意见 | - | 2007-03-19 |