| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Bengal Asset Management Limited | RO | 提供资产管理 | 2018-02-27 | 2021-11-01 |
| Tora Trading Services Limited (HK) | Rep | 证券交易 | 2015-04-13 | - |
| BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 提供资产管理 | 2012-08-31 | 2015-01-31 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2010-02-24 | 2012-07-31 |
| Rep | 证券交易 | 2010-02-24 | 2012-07-31 |