| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2010-11-20 | 2012-02-18 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 证券交易 | 2010-11-02 | 2012-02-18 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2006-05-17 | 2010-11-20 |
| BARCLAYS CAPITAL ASIA LIMITED | RO | 就机构融资提供意见 | 2004-12-06 | 2006-02-13 |
| RO | 证券交易 | 2004-12-06 | 2006-02-13 | |
| Rep | 就机构融资提供意见 | - | 2004-12-06 | |
| Rep | 证券交易 | - | 2004-12-06 |