| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2017-06-15 | 2022-01-21 |
| Rep | 证券交易 | 2017-06-15 | 2022-01-21 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2015-11-18 | 2017-05-19 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2013-03-13 | 2015-04-18 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2010-11-20 | 2011-09-06 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 证券交易 | 2010-11-02 | 2011-09-06 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-08 |
| Rep | 就证券提供意见 | - | 2004-01-08 | |
| Rep | 提供资产管理 | - | 2004-01-08 | |
| Rep | 证券交易 | - | 2010-11-20 |