| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 期货合约交易 | 2023-03-28 | - |
| Rep | 证券交易 | 2023-03-28 | - | |
| Rep | 提供资产管理 | 2021-09-20 | - | |
| Janus Henderson Investors Hong Kong Limited | Rep | 就证券提供意见 | 2015-02-06 | 2021-06-18 |
| Rep | 证券交易 | 2015-02-06 | 2021-06-18 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2009-02-17 | 2014-08-06 |
| Rep | 期货合约交易 | 2009-02-02 | 2014-08-06 | |
| Rep | 证券交易 | 2009-02-02 | 2014-08-06 | |
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2008-11-04 | 2008-11-14 |
| CLSA LIMITED | Rep | 证券交易 | 2007-02-21 | 2008-11-14 |
已采集记录中暂无金管局登记。