| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Deepwater Capital Limited | RO | 就证券提供意见 | 2016-10-13 | 2019-10-22 |
| RO | 提供资产管理 | 2015-05-19 | 2019-10-22 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2010-11-02 | 2013-05-17 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-11-02 | 2012-01-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-11-26 | 2010-08-03 |