| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2011-03-11 | 2013-06-24 |
| Rep | 证券交易 | 2011-03-11 | 2013-06-24 | |
| STANHILL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2010-11-29 | 2011-02-28 |
| Rep | 就证券提供意见 | 2010-11-29 | 2011-02-28 | |
| Rep | 就机构融资提供意见 | 2010-01-25 | 2010-06-30 | |
| Rep | 就证券提供意见 | 2010-01-25 | 2010-06-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-11-20 | 2009-03-31 |
| Rep | 就证券提供意见 | 2008-11-20 | 2009-03-31 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | - | 2004-06-01 |
| Rep | 提供资产管理 | - | 2004-06-01 | |
| Rep | 就机构融资提供意见 | - | 2007-12-13 | |
| Rep | 证券交易 | - | 2007-12-13 |