| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2009-11-02 | - |
| Rep | 证券交易 | 2009-11-02 | - | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2007-05-04 | 2009-09-23 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2007-03-15 | 2009-09-23 |