| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2010-11-20 | 2015-07-01 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 证券交易 | 2010-11-02 | 2015-07-01 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2010-06-17 | 2010-11-20 |
| Rep | 证券交易 | 2009-05-07 | 2009-12-14 |