| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2009-05-07 | 2012-07-20 |
| DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2007-08-09 | 2009-04-30 |
| Rep | 证券交易 | 2007-07-05 | 2009-04-30 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2003-12-09 | 2007-05-18 |
| Rep | 就机构融资提供意见 | - | 2003-11-10 | |
| Rep | 就证券提供意见 | - | 2003-11-10 | |
| Rep | 提供资产管理 | - | 2003-11-10 | |
| Rep | 证券交易 | - | 2003-11-10 |