| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited | RO | 就证券提供意见 | 2025-08-29 | - |
| RO | 提供资产管理 | 2025-08-29 | - | |
| Rep | 就证券提供意见 | 2025-02-25 | 2025-08-29 | |
| Rep | 提供资产管理 | 2025-02-25 | 2025-08-29 | |
| HAITONG INTERNATIONAL RESEARCH LIMITED | RO | 就证券提供意见 | 2018-11-05 | 2021-09-28 |
| Rep | 就证券提供意见 | 2014-01-30 | 2018-11-05 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2013-03-19 | 2014-01-04 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2009-08-24 | 2011-09-27 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-06-06 | 2011-09-27 |
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2007-01-29 | 2008-03-13 |
已采集记录中暂无金管局登记。