Wong, Andy Jinrong 黃金融 Hong Kong SFC License Details (ID 78072)

Wong, Andy Jinrong 黃金融 Hong Kong SFC License Details (ID 78072)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Aspex Management (HK) Limited	Rep	提供资产管理	2020-07-07	-
Harmony Advisors Limited	RO	提供资产管理	2015-06-01	2015-06-30
	Rep	提供资产管理	2014-03-13	2015-06-01
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	期货合约交易	2012-04-10	2012-04-13
	Rep	证券交易	2012-04-10	2012-04-13
Daiwa Capital Markets Hong Kong Limited	Rep	期货合约交易	2012-04-02	2012-04-13
	Rep	证券交易	2012-04-02	2012-04-13
	Rep	期货合约交易	2011-01-04	2012-02-17
	Rep	证券交易	2011-01-04	2012-02-17
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	期货合约交易	2011-01-04	2012-02-17
	Rep	证券交易	2011-01-04	2012-02-17
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-07	2009-03-31
	Rep	期货合约交易	2008-11-07	2009-03-31
	Rep	证券交易	2006-09-13	2009-03-31
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2006-09-13	2008-11-24
	Rep	期货合约交易	2006-09-13	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2006-09-13	2009-03-31