| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2007-08-28 | - |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2005-08-04 | 2007-04-21 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-05 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-12-05 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-05 | |
| Rep | 证券交易 | 2003-04-01 | 2005-11-14 |
已采集记录中暂无金管局登记。