| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AVENUE CAPITAL LIMITED (HK) | RO | 就证券提供意见 | 2019-04-09 | 2024-07-16 |
| RO | 证券交易 | 2019-04-09 | 2024-07-16 | |
| Avenue Family Office Limited | Rep | 就证券提供意见 | 2018-02-21 | 2019-04-03 |
| Rep | 证券交易 | 2018-02-21 | 2019-04-03 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2010-09-27 | 2012-06-28 |
| Rep | 证券交易 | 2010-09-27 | 2012-06-28 | |
| DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | 2005-06-24 | 2009-08-31 |
| RO | 证券交易 | 2005-06-24 | 2009-08-31 |