| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2017-09-14 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2017-09-14 | - |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | 证券交易 | 2015-03-02 | 2016-01-01 |
| Daiwa Capital Markets Hong Kong Limited | RO | 证券交易 | 2013-06-21 | 2016-01-01 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | 证券交易 | 2013-06-21 | 2013-11-13 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2010-11-20 | 2013-06-21 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 证券交易 | 2010-11-02 | 2013-06-21 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | RO | 证券交易 | 2007-04-02 | 2010-11-20 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-08 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-08 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-08 | |
| Rep | 证券交易 | 2003-04-01 | 2007-04-02 |
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