| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FITCH (HONG KONG) LIMITED | Rep | 提供信贷评级服务 | 2014-08-18 | - |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2010-09-13 | 2014-05-15 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-09-13 | 2012-01-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-09-29 | 2010-07-15 |
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2007-07-16 | 2008-09-05 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2004-04-15 | 2007-06-23 |