| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-07-30 | - |
| Rep | 证券交易 | 2012-10-08 | - | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2008-12-29 | 2012-02-16 |
| Rep | 证券交易 | 2004-09-02 | 2012-02-16 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-13 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-22 | |
| Rep | 证券交易 | 2003-04-01 | 2004-08-26 |