| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2019-08-01 | 2024-06-26 |
| RO | 证券交易 | 2019-08-01 | 2024-06-26 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2015-09-17 | 2019-02-28 |
| Rep | 证券交易 | 2015-09-17 | 2019-02-28 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2011-02-25 | 2014-04-24 |
| Rep | 证券交易 | 2011-02-25 | 2014-04-24 |