| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2026-01-09 | - |
| Rep | 证券交易 | 2026-01-09 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2026-01-09 | - |
| Rep | 证券交易 | 2026-01-09 | - | |
| Vontobel Limited | Rep | 证券交易 | 2018-02-23 | 2022-11-16 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 期货合约交易 | 2017-09-20 | 2018-02-15 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2017-01-09 | 2018-02-15 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2017-01-09 | 2018-02-15 |
| Rep | 证券交易 | 2017-01-09 | 2018-02-15 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2016-02-17 | 2016-12-22 |
| Rep | 期货合约交易 | 2016-02-17 | 2016-12-22 | |
| Rep | 证券交易 | 2016-02-17 | 2016-12-22 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2010-11-29 | 2015-07-01 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 证券交易 | 2010-11-29 | 2013-11-13 |
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