| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | 就机构融资提供意见 | 2025-04-01 | - |
| RO | 就证券提供意见 | 2025-04-01 | - | |
| RO | 期货合约交易 | 2025-04-01 | - | |
| RO | 证券交易 | 2025-04-01 | - | |
| Rep | 就证券提供意见 | 2023-11-27 | 2025-04-01 | |
| Rep | 期货合约交易 | 2023-11-27 | 2025-04-01 | |
| Rep | 证券交易 | 2023-07-19 | 2025-04-01 | |
| Rep | 就证券提供意见 | 2009-09-22 | 2017-05-11 | |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-08-03 | 2012-01-30 |
已采集记录中暂无金管局登记。