Lee, Rocky Siu San 李少燊
证监会中央编号:AWC885
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | 就机构融资提供意见 | 2019-09-23 | - |
| RO | 就证券提供意见 | 2019-09-23 | - | |
| RO | 证券交易 | 2019-09-23 | - | |
| Rep | 就机构融资提供意见 | 2019-06-21 | 2019-09-23 | |
| Rep | 就证券提供意见 | 2019-06-21 | 2019-09-23 | |
| Rep | 证券交易 | 2019-06-21 | 2019-09-23 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2018-06-26 | 2019-06-14 |
| Rep | 就证券提供意见 | 2018-06-26 | 2019-06-14 | |
| Rep | 证券交易 | 2018-06-26 | 2019-06-14 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就证券提供意见 | 2018-02-09 | 2018-06-05 |
| RO | 证券交易 | 2018-02-09 | 2018-06-05 | |
| RO | 就机构融资提供意见 | 2017-05-22 | 2018-06-05 | |
| CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2017-05-22 | 2018-02-09 |
| RO | 证券交易 | 2017-05-22 | 2018-02-09 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2016-12-29 | 2017-05-22 |
| CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-12-29 | 2017-05-22 |
| Rep | 证券交易 | 2016-12-29 | 2017-05-22 | |
| DBS ASIA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2016-01-15 | 2016-04-02 |
| RO | 就证券提供意见 | 2016-01-15 | 2016-04-02 | |
| RO | 证券交易 | 2016-01-15 | 2016-04-02 | |
| Rep | 就机构融资提供意见 | 2010-10-21 | 2016-01-15 | |
| Rep | 就证券提供意见 | 2010-10-21 | 2016-01-15 | |
| Rep | 证券交易 | 2010-10-21 | 2016-01-15 |
已采集记录中暂无金管局登记。